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Experienced Financial Advisor - Established Book

Sales/MarketingPosted 18 days 5 hours 28 minutes ago. Viewed: 33 times.

Description

Registered Financial Advisor



  • Do you have an established book of business  

  • Are you dissatisfied with your current situation (employer, comp model, etc.)

  • Are you interested in discussing a new home and negotiating your book   

  • Women and minorities strongly encouraged to apply!


Registered Advisors (Team & Sole Practioner Roles):             


Our premier Financial Client is seeking proven successful Financial Advisors with 7 - 20 years of experience (minimum assets under management $20M, production $200k.

Responsibilities: 



  • Continue to build client relationships with established clients. 

  • Build relationships with clients seeking a new Financial Advisor to achieve their financial goals through the use of financial planning and wealth management.

  • Market and sell appropriate investment products, financial and wealth management services/products to clients.

  • Analyze investment opportunities and client needs, and recommend appropriate strategies

  • Prepare and deliver presentations/seminars to clients and prospects.

  • Re-establish your client base under new umbrella

  • Comply with all industry rules and regulations.


Minimum Qualifications: 



  • Currently a producing financial advisor with a book of business.

  • 1st or 2nd Quintile producer

  • Track record of stable and successful work experience with same employer for a period of 5 - 10 years.  Prefer no more than 2 moves in the last 10 years please.

  • Series 7 and 66 registration, and additional licensing
    Ability to communicate effectively with co-workers and clients.

  • A bachelor’s degree with 10 years of business experience and proven success in a previous career.

  • Must have good credit and a clean U-4

  • Proven Financial Professional!

    Women and Minorities strongly encouraged to apply!




Industry: Financial Services
Discipline: Bus Dev
Experience: 8 - 10 Years
Compensation: Up to $200K+
Company: Premiere Financial Client

Contact information



Apply Online at TheLadders.com

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